Table of Contents

Role of the Locus Coeruleus Arousal Promoting Neurons in Maintaining Brain Criticality across the Sleep–Wake Cycle

  1. Plamen Ch. Ivanov1,6,7
  1. 1Keck Laboratory for Network Physiology, Department of Physics, Boston University, Boston, Massachusetts 02215
  2. 2School of Electronic Information Engineering, Changshu Institute of Technology, Changshu, Jiangsu 215500, China
  3. 3Department of Biomedical Sciences, University of Padova, Padova 35131, Italy
  4. 4Departments of Psychiatry and Behavioral Sciences, Medical University of South Carolina, Charleston, South Carolina 29425
  5. 5Ralph H. Johnson Veterans Healthcare System Charleston, Charleston, South Carolina 29401
  6. 6Harvard Medical School and Division of Sleep Medicine, Brigham and Women Hospital, Boston, Massachusetts 02115
  7. 7Institute of Solid State Physics, Bulgarian Academy of Sciences, Sofia 1784, Bulgaria
  1. Author contributions: F.L. and P.C.I. designed research; C.H., F.L., C.B., P.J.S., and P.C.I. performed research; C.H., F.L., and P.C.I. analyzed data; C.H., F.L., C.B., P.J.S., and P.C.I. edited the paper; F.L. and P.C.I. wrote the first draft of the paper; F.L. and P.C.I. wrote the paper.

Abstract

Sleep control depends on a delicate interplay among brain regions. This generates a complex temporal architecture with numerous sleep-stage transitions and intermittent fluctuations to micro-states and brief arousals. These temporal dynamics exhibit hallmarks of criticality, suggesting that tuning to criticality is essential for spontaneous sleep-stage and arousal transitions. However, how the brain maintains criticality remains not understood. Here, we investigate θ- and δ-burst dynamics during the sleep–wake cycle of rats (Sprague–Dawley, adult male) with lesion in the wake-promoting locus coeruleus (LC). We show that, in control rats, θ- and δ-bursts exhibit power-law (θ-bursts, active phase) and exponential-like (δ-bursts, quiescent phase) duration distributions, as well as power-law long-range temporal correlations (LRTCs)—typical of non-equilibrium systems self-organizing at criticality. Furthermore, consecutive θ- and δ-bursts durations are characterized by anti-correlated coupling, indicating a new class of self-organized criticality that emerges from underlying feedback between neuronal populations and brain areas involved in generating arousals and sleep states. In contrast, we uncover that LC lesion leads to alteration of θ- and δ-burst critical features, with change in duration distributions and correlation properties, and increase in θ–δ coupling. Notably, these LC-lesion effects are opposite to those observed for lesions in the sleep-promoting ventrolateral preoptic (VLPO) nucleus. Our findings indicate that critical dynamics of θ- and δ-bursts arise from a balanced interplay of LC and VLPO, which maintains brain tuning to criticality across the sleep–wake cycle—a non-equilibrium behavior in sleep micro-architecture at short timescales that coexists with large-scale sleep–wake homeostasis.

  • Received October 12, 2023.
  • Revision received June 17, 2024.
  • Accepted June 20, 2024.
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