Genetic activation, inactivation and deletion reveal a limited and nuanced role for somatostatin-containing basal forebrain neurons in behavioral state control

  1. Patrick M. Fuller1
  1. 1Department of Neurology, Beth Israel Deaconess Medical Center, Division of Sleep Medicine, Harvard Medical School, Boston, MA 02115
  2. 2Department of Neurobiology, University of Massachusetts Medical School, Worcester, MA 01605
  3. 3International Institute for Integrative Sleep Medicine (WPI-IIIS), University of Tsukuba, 1-1-1 Tennodai, Tsukuba, Ibaraki 305-8575, Japan
  1. Elda Arrigoni, Department of Neurology, Beth Israel Deaconess Medical Center, 330 Brookline Avenue, E/CLS 705, Boston, MA, 02215, United States of America, Phone: +1 (617) 735-XXX, Fax: +1 (617) 735-2910, Email: earrigon{at}bidmc.harvard.edu; Patrick M. Fuller, Department of Neurology, Beth Israel Deaconess Medical Center, 330 Brookline Avenue, E/CLS 707, Boston, MA, 02215, United States of America, Phone: +1 (617) 735-2811, Fax: +1 (617) 735-2910, Email: pfuller{at}bidmc.harvard.edu
  1. Author contributions: C.A., R.D.L., A.V., E.A., and P.M.F. designed research; C.A., R.D.L., and A.V. performed research; O.M., M.L., E.A., and P.M.F. contributed unpublished reagents/analytic tools; C.A., R.D.L., A.V., E.A., and P.M.F. analyzed data; C.A., R.D.L., A.V., E.A., and P.M.F. wrote the paper.

Abstract

Recent studies have identified an especially important role for basal forebrain GABAergic (BFVGAT) neurons in the regulation of behavioral waking and fast cortical rhythms associated with cognition. However, BFVGAT neurons comprise several neurochemically and anatomically distinct sub-populations, including parvalbumin- and somatostatin-containing BFVGAT neurons (BFParv and BFSOM), and it was recently reported that optogenetic activation of BFSOM neurons increases the probability of a wakefulness to non-rapid-eye movement (NREM) sleep transition when stimulated during the animal's rest period. This finding was unexpected given that most BFSOM neurons are not NREM sleep active and that central administration of the synthetic SOM analog, octreotide, suppresses NREM sleep or increases REM sleep. Here we employed a combination of genetically-driven chemogenetic and optogenetic activation, chemogenetic inhibition and ablation approaches to further explore the in vivo role of BFSOM neurons in arousal control. Our findings indicate that acute activation or inhibition of BFSOM neurons is neither wakefulness- nor NREM sleep-promoting, is without significant effect on the EEG, and that chronic loss of these neurons is without effect on total 24h sleep amounts, although a small but significant increase in waking was observed in the lesioned mice during the early active period. Our in vitro cell recordings further reveal electrophysiological heterogeneity in BFSOM neurons, specifically suggesting at least two distinct sub-populations. Taken together our data support the more nuanced view that BFSOM are electrically heterogeneous and are not NREM sleep- or wake-promoting per se, but may exert, in particular during the early active period, a modest inhibitory influence on arousal circuitry.

SIGNIFICANCE STATEMENT

The cellular basal forebrain (BF) is a highly complex area of the brain that is implicated in a wide-range of higher-level neurobiological processes, including regulating and maintaining normal levels of electrocortical and behavioral arousal. The respective in vivo roles of BF cell populations and their neurotransmitter systems in the regulation of electrocortical and behavioral arousal remains incompletely understood. Here we seek to define the neurobiological contribution of GABAergic somatostanin-containing BF neurons to arousal control. Understanding the respective contribution of BF cell populations to arousal control may provide critical insight into the pathogenesis of a host of neuropsychiatric and neurodegenerative disorders, including Alzheimer's disease, Parkinson's disease, schizophrenia and the cognitive impairments of normal aging.

Footnotes

  • The authors declare no competing financial interests.

  • Received October 13, 2017.
  • Revision received March 26, 2018.
  • Accepted April 24, 2018.